In this episode, Director of Registered Investment Company Services, Allison Fraser, and Director of Broker-Dealer Services & Private Funds, John Gentile, discuss the latest on digital assets and cryptocurrency. Are they considered securities, what does the SEC’s risk alert mean for digital assets, and how should investment managers think about cryptocurrency trading and compliance?
Listen to the complete episode of Coffee & Regs with Allison Fraser and John Gentile live in Compliance Podcast Network.