BROKER-DEALER SEC -
Extends Specified Temporary Relief Related to Security-Based Swaps -
On September 15, the SEC issued an order extending temporary exemptions and exceptions from compliance with certain provisions of the Securities Exchange Act of 1934 (Exchange Act) applicable to security-based swaps (SB swaps) that were amended or added by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
Please see full publication below for more information.
