April 17, 2017

Corporate and Financial Weekly Digest - Volume XII, Issue 14

Christian Hennion, Carolyn Jackson, Nathaniel Lalone, Stanley Polit, Neil Robson, Alyse Sagalchik, Mark Wood

Katten Muchin Rosenman LLP

+ Follow Contact

Facebook

Send

Embed

SEC/CORPORATE -

SEC Division of Corporation Finance Provides Update on Conflict Minerals Rule -

On April 7, the Securities and Exchange Commission Division of Corporation Finance (the Division) issued a statement regarding the effect of recent judicial action with respect to the SEC’s conflict minerals rule. In its statement, the Division clarified that, in light of the uncertainty regarding the rule, subject to further review, the Division will not pursue enforcement actions against companies that do not comply with the “source and chain of custody” due diligence requirements and related disclosure in Item 1.01(c) of Form SD.

Please see full publication below for more information.

View PDF

Download PDF [106KB]

Report

LOADING PDF: If there are any problems, click here to download the file.

Send Report

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.