Corporate & Financial Weekly Digest, Featuring Articles on FINRA Updates Guidance on COVID-19 Developments, SEC Publishes FAQ on Broker-Dealer Finance Responsibility Rules and EC Adopts New Measures in Response to COVID-19

BROKER-DEALER -

SEC Announces Formation of Cross-Divisional COVID-19 Market Monitoring Group -

On April 24, the Securities and Exchange Commission (SEC) announced the formation of an internal, crossdivision COVID-19 Market Monitoring Group (COVID-19 Group). The COVID-19 Group will be a temporary, senior-level group that will assist various divisions and offices within the SEC with (1) developing staff actions and analysis related to COVID-19’s effect on markets, issuers and investors (including Main Street investors), and (2) responding to requests for information, analysis and assistance from other regulators and public sector partners.

Please see full publication below for more information.

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Katten Muchin Rosenman LLP
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