Investment Management Update - Q1 2024

This update covers legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended March 31.

Rulemaking and Guidance:

• SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet

• FinCEN Proposes New Investment Adviser AML Rule

• SEC Adopts Amendments to Enhance Private Fund Reporting

• SEC Releases New Guidance on Tailored Shareholder Reports

Litigation and Enforcement:

• SEC Charges Van Eck Associates for Failing to Disclose Influencer's Role in Connection With ETF Launch

SEC and SRO News:

• SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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