Practice/Organization Description
Mintz has an exemplary record of success in securities litigation, derivative suits, enforement proceedings, and regulatory investigations. With a bench that includes former officials from the SEC, DOJ, and state attorneys general, the firm takes an aggressive and cost-effective approach to resolving clients’ securities and compliance issues.
Areas of Focus
Broker-dealer issues
Class actions
Complex derivative issues
Contested mergers and acquisitions
Corporate compliance
Corporate control disputes
D & O liability insurance
Financial fraud
Insider trading and short-swing profits
Institutional investor class action recovery
Internal investigations
Investment advisers and fund managers
Risk management and executive protection
Shareholder derivative actions
SEC, FINRA, government agencies
White collar defense
