News & Analysis as of

Internal Reporting Best Practices

NAVEX

[Webinar] The Persistent Risk of Conflicts of Interest – Embracing Best Practices - November 12th, 9:00 am PT

NAVEX on

Conflicts of interest can be a real cause of concern for any organization – especially during high-risk, busy periods like the holiday season. In our upcoming webinar, you’ll get the tools you need to identify and manage...more

NAVEX

[Webinar] World Whistleblower Day 2024 - June 21st, 4:00 pm - 5:00 pm CEST

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Empower your team and champion ethics with free resources, benchmarks and a global workshop - Protect your company Learn how to empower employees to speak up and safeguard your organization from risk. - Empower your...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Nonprofit Sector Compliance Conference - May 22nd, 8:00 am - 5:00 pm CT

Get focused insights on compliance management for nonprofits - From fraud and conflict of interest to tax exemption, fundraising, and data security, nonprofit organizations are faced with significant compliance issues,...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Encouraging, Managing, and Integrating Employee Reporting - May 30th, 8:00 am - 5:00 pm CT

Optimize your compliance program with a “speak up” workplace culture - Building an organizational culture that encourages employee reporting is key to compliance program success. When employees are comfortable voicing...more

Health Care Compliance Association (HCCA)

[Webinar] Benchmarking Your Whistleblowing Hotline & Incident Reporting Program - April 11th, 12:00 pm - 1:30 pm CT

Learning Objectives: Demonstrate an understanding of the key findings from NAVEX's 2023 Hotline Incident Management Benchmark Report, with a focus on healthcare, the implications of third-party reporting and the impact of...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Workshop - August 1st - 2nd, 9:00 am - 3:00 pm CT

The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and potential escalation of risk. Designed as an intermediate-level learning...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Workshop - January 11th - 12th, 9:00 am - 4:00 pm CT

Learn the keys to effective compliance auditing and monitoring - The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and...more

American Conference Institute (ACI)

[Event] Practical Guide to FCPA Data Analytics - November 28th, National Harbor, MD

The U.S. Department of Justice, Criminal Division, updated its Evaluation of Corporate Compliance Program in March 2023, with renewed expectations for companies to use data analytics and testing. However, the government...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Encouraging, Managing, and Integrating Employee Reporting - May 4th, 8:25 am - 5:30 pm CT

Do you need guidance on how to create a “speak up” culture where employees feel safe voicing compliance and ethics concerns? Do you know how to follow up on reports in a way that prevents reputational and financial damage to...more

NAVEX

9 Components of an Effective Compliance Program Assessment

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For regular readers of Risk & Compliance Matters, you’re surely familiar with the importance of maintaining a mature compliance program – and the benefits this has on an organization’s culture and adherence to regulatory...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - November 7th - 10th, Dubai, United Arab Emirates

Global companies need to have an effective compliance program wherever they operate. But until recently, it's been difficult to provide compliance leaders outside the U.S. with the training they need. SCCE's International...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Encouraging, Managing, and Integrating Employee Reporting - November 10th, 8:25 am - 5:30 pm CST

Do you have questions about how to create a safe, productive space for employees to voice compliance and ethics concerns? Join us November 10, 2022, for a one-day virtual, interactive conference to receive guidance and...more

NAVEX

[Webinar] Compliance Program Challenges & Solutions Deminar Series - August 22nd - 26th, 8:30 am - 11:00 am PDT

NAVEX on

In this series, for the first time ever, you will hear the NAVEX philosophy and best practices directly from our executive team, alongside solution experts who will demo the NAVEX One platform in action. Join to learn how to...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Encouraging, Managing, and Integrating Employee Reporting - July 20th, 8:25 am - 5:30 pm CDT

Encouraging, Managing, and Integrating Employee Reporting - Do you have questions about how to create a safe, productive space for employees to voice compliance and ethics concerns? Join us July 20, 2022, for a one-day...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Columbus Regional Compliance & Ethics Conference - November 5th, 8:25 am - 4:30 pm EDT

Our Virtual Regional Compliance Conferences provide updates on the latest news in regulatory requirements, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask questions from...more

Society of Corporate Compliance and Ethics...

[Virtual Conference] Encouraging, Managing, and Integrating Employee Reporting - December 1st, 8:25 am - 5:30 pm CST

Do you have questions about how to create a safe, productive space for employees to voice compliance and ethics concerns? Join us December 1, 2021, for a one-day virtual, interactive conference to receive guidance and...more

Society of Corporate Compliance and Ethics...

[Event] Internal Investigations Compliance Workshop - July 19th - 21st, Lake Buena Vista, FL

Get the training you need to conduct internal investigations - The SCCE Internal Investigations Workshop provides two days of focused training on conducting compliance-related internal investigations. Attendees also have...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Encouraging, Managing, and Integrating Employee Reporting - July 14th, 8:25 am - 4:30 pm CDT

Encouraging Employees to Come Forward and Making the Most of It When They Do - Join us July 14, 2021, for a one-day, virtual interactive conference to learn how to encourage employees to report, manage their claims, and...more

NAVEX

How Compliance Should Work With Business Operations: The First Line of Defense

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Compliance officers often struggle to develop the right working relationship between themselves and executives in the business operations — executives who, as best practices have told us for years, are supposed to “own the...more

NAVEX

5 Steps for Building Better Board Engagement

NAVEX on

Recently, NAVEX Global released its 2020 Definitive Risk & Compliance Benchmark Report, an in-depth analysis of the latest industry trends and best practices, based on the survey responses of over 1,400 risk and compliance...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - February 9th - 12th, Dubai, UAE

Global companies need to have an effective compliance program wherever they operate. But until recently, it's been difficult to provide compliance leaders outside the U.S. with the training they need. SCCE's International...more

Shook, Hardy & Bacon L.L.P.

National Employment Perspective: Focus On Whistleblower Protections - Avoiding and Defending Whistleblower Claims

Focus On Whistleblower Protections - Avoiding and Defending Whistleblower Claims - Defending Sarbanes-Oxley and Dodd-Frank whistleblower claims can be costly and complicated. It can be challenging, for example, for a...more

BCLP

Organizing Data Privacy Within A Company (2018 Update)

BCLP on

Although organizations have dealt with privacy issues for years, only in the past decade have they begun to view the complexities of privacy as requiring formal organizational structure, dedicated employees, and/or dedicated...more

Thomas Fox - Compliance Evangelist

Evolution of Best Practices – Part III

One of the key lessons I learned in doing the research for The Complete Compliance Handbook is how compliance programs best practices have evolved beyond the basic requirements laid out in the 2012 FCPA Guidance’s Ten...more

Seyfarth Shaw LLP

Are your HSE reporting processes a game of snakes and ladders?

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Getting access to a service provider can be like a game of snakes and ladders. A colleague in our office has been trying to update her new bank details with a service provider. Her attempts to provide that information and...more

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