Ada Dolph

Seyfarth Shaw LLP

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Latest Posts › Securities and Exchange Commission (SEC)

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SEC Whistleblower Report Shows Increase in “Tips”

The Securities and Exchange Commission’s (SEC) Office of the Whistleblower (Office) recently released its 2015 Annual Report on the Dodd-Frank Whistleblower Program (Report) (November 16, 2015)....more

1/7/2016 / Anti-Retaliation Provisions , Dodd-Frank , Internal Reporting , Securities and Exchange Commission (SEC) , Severance Agreements , Whistleblower Awards , Whistleblowers

SEC Announces Third-Largest Dodd-Frank Bounty Award

Whistleblowers continue to reap extraordinary awards under Dodd-Frank’s “bounty” program in exchange for bringing the Securities and Exchange Commission (SEC) “original” information that leads to a successful enforcement...more

7/22/2015 / Dodd-Frank , Securities and Exchange Commission (SEC) , Whistleblower Awards , Whistleblowers

SEC Cracks Down on Agreement Requiring In-House Reporting of Fraud Complaint

The Securities and Exchange Commission (SEC) announced today that it had made good on its prior promises to take a hard look at employment agreements and policies that could be viewed as attempting to keep securities fraud...more

4/1/2015 / Civil Monetary Penalty , Confidentiality Agreements , Enforcement Actions , Equal Employment Opportunity Commission (EEOC) , Internal Investigations , KBR (formerly Kellogg Brown & Root) , NLRB , Securities and Exchange Commission (SEC) , Securities Fraud , Whistleblowers

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