Adam Risell

Adam Risell

Cadwalader, Wickersham & Taft LLP

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SEC Adopts Extensive New Rules for Investment Advisers to “Private Funds,” but Excludes CLOs and Other “Securitized Asset Funds”...

In February 2022, the Securities and Exchange Commission (the “SEC” or the “Commission”) proposed sweeping new regulatory requirements under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) for investment...more

8/25/2023  /  Books & Records , Collateralized Loan Obligations , Financial Services Industry , Investment Adviser , Investment Advisers Act of 1940 , Private Funds , Regulatory Reform , Securities and Exchange Commission (SEC) , Securities Regulation
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