Digitalization and the proliferation of apps have changed the relationship in healthcare between data, the patient and provider, explains Hema Lakkaraju, CEO and founder of Hayag Corporation. It is often unclear who is...more
1/28/2021
/ Artificial Intelligence ,
Big Data ,
Blockchain ,
Chief Compliance Officers ,
Chief Ethics and Compliance Officers (CECO) ,
Compliance ,
Consumer Privacy Rights ,
Data Collection ,
Data Management ,
Data Privacy ,
Data Security ,
Data Storage ,
Data-Sharing ,
Electronic Protected Health Information (ePHI) ,
Ethics ,
Health Care Providers ,
Health Information Technologies ,
Patient Privacy Rights ,
Risk Management ,
Third-Party Risk
The Volkswagen Dieselgate scandal captured global headlines and was profoundly disruptive to the company, resulting in substantial penalties and a three-year monitorship under former Deputy Attorney General Larry D. Thompson...more
There has been much discussion over the years about the relationship between enterprise risk management (ERM) and compliance risk management. Making the discussions more complex has been a tendency to approach risk management...more
It’s a very busy time for compliance professionals overseeing businesses operating in India, reports Arpinder Singh, India & Emerging Markets Leader at EY Forensic & Integrity Services. There are a dizzying number of new...more
12/4/2020
/ Auditors ,
Board of Directors ,
Business Disruption ,
Chief Compliance Officers ,
Competition ,
Compliance ,
Coronavirus/COVID-19 ,
Corporate Governance ,
Corporate Investigations ,
Corporate Officers ,
Corruption ,
Data Privacy ,
Data Protection ,
Ethics ,
India ,
Insider Trading ,
New Regulations ,
New Rules ,
Prevention of Corruption Act (PCA) ,
Privacy Laws ,
Ransomware ,
Remote Working ,
Reporting Requirements ,
Risk Management ,
Supply Chain ,
Whistleblowers
Few things send shivers down the spines of compliance officers more than reports that one of their own has been found personally liable for wrongdoing at their organization.
And while some have tried to increase those fears,...more
Keeping up with the latest sanctions requirements is very difficult. Names of individuals and organizations are added and removed frequently, and there are multiple prohibited persons and entities lists to track. The US...more
The value of good risk management, both in compliance programs and even our personal lives, has never been more important. These days we find ourselves recalculating everything from the compliance risk of a new business...more
9/10/2020
/ Anti-Bribery ,
Anti-Corruption ,
Antitrust Violations ,
Business Strategies ,
Chief Compliance Officers ,
Compliance ,
Corrective Actions ,
Department of Justice (DOJ) ,
Due Diligence ,
Ethics ,
Risk Assessment ,
Risk Management ,
Social Media ,
Third-Party Risk
There are few businesses seen as more essential today than FedEx. Its trucks have become a lifeline for many. But just because a company can and must operate, doesn’t mean it enjoys carte blanche to do what it likes. The...more
Companies are struggling to survive and boards are stretched beyond belief. So how do you get the governing team to focus on compliance? According to Nell Minow — dubbed the “Queen of Good Corporate Governance” by...more
Today’s it’s the COVID-19 Pandemic. A year from now it could be a natural disaster. But whatever the reason, even during a business interruption compliance programs still have to function effectively.
Don Griffith, Head of...more
For years In re Caremark was the definitive decision from the Delaware courts on board oversight of compliance programs. Decided in 1996, the Delaware Court of Chancery held that directors had a duty of care. However, as...more
As business continues to increasingly embrace the concept of risk management, where does compliance fit, particularly in the context of broader Enterprise Risk Management (ERM) frameworks? It’s a tough question that James...more
Judith Spain is a professor of business law at Eastern Kentucky University, Compliance Collaborative Program Consultant with the Georgia Independent College Association, and, most importantly for this conversation, the author...more
Given the risks of third parties, especially in risk areas such as corruption, much emphasis is placed on thorough vetting.
But once the deal is signed and the agent or contractor is hired, the risks don’t stop there. It’s...more
Supply chains are emerging as an increasingly complex risk area for compliance. The risk includes trade compliance, vendor management issues associated with cyber/privacy, product compliance, REACH, ROHS and California...more
2/6/2020
/ Compliance ,
Corporate Social Responsibility ,
Cybersecurity ,
Data Privacy ,
Exports ,
Imports ,
Popular ,
Risk Management ,
Supply Chain ,
Trade Policy ,
Transparency ,
Vendors
“Section 889(a)(1)(A) of the John S. McCain National Defense Authorization Act for Fiscal Year 2019 prohibits the Federal Government from procuring or obtaining, or extending or renewing a contract to procure or obtain, ‘any...more
1/16/2020
/ China ,
Compliance ,
Exports ,
Federal Contractors ,
Foreign Policy ,
Huawei ,
Imports ,
NDAA ,
Risk Management ,
Supply Chain ,
Technology Sector ,
Telecommunications ,
US Trade Policies
Heidi Rudolph, Managing Director at Morae Global, has spent a great deal of time considering technology’s role, risks and rewards for compliance teams. She contributed an article...more
Mark Lanterman, Chief Technology Officer of Computer Forensic Services lives technology at its most terrifying, helping organizations manage the risks of the IT we all use constantly.
Recently he authored an article...more
1/7/2020
/ Business Strategies ,
Chief Compliance Officers ,
Compliance ,
Crisis Management ,
Cyber Attacks ,
Cyber Incident Reporting ,
Cybersecurity ,
Data Breach ,
Data Privacy ,
Data Protection ,
Data Security ,
Incident Response Plans ,
Information Technology ,
Passwords ,
Policies and Procedures ,
Public Relations ,
Risk Management ,
Risk Mitigation
In a surprising web conference, Brian Lee, Managing Vice President at Gartner, shares some eye-raising insight into what’s going on when it comes to third-party risk management. Recent research there reveals what he reports...more
When it comes to HIPAA everyone knows about the risks of disclosing Personal Health Information (PHI) improperly. Also important, but often overlooked, is the need to ensure that when patients want access to their data that...more