Alex Martin

Latham & Watkins LLP

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Latest Posts › Conflicts of Interest

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In Practice: Conflicting signals? Potential impacts of the SEC’s proposed conflicts of interest rule on UK and EU CLO managers

On 25 January 2023, the US Securities and Exchange Commission (SEC) proposed a far-reaching rule (Rule 192) to prohibit securitisation transactions involving or resulting in a material conflict of interest between certain...more

6/26/2023 / Collateralized Loan Obligations , Compliance , Conflicts of Interest , Dodd-Frank , EU , Investment Management , Proposed Rules , Securities and Exchange Commission (SEC) , Securitization , UK

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Alex Martin

Latham & Watkins LLP

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Latest Posts › Conflicts of Interest

In Practice: Conflicting signals? Potential impacts of the SEC’s proposed conflicts of interest rule on UK and EU CLO managers

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