Alexa Rollins

Alexa Rollins

Katten Muchin Rosenman LLP

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SEC Division of Corporation Finance Expands Confidential Review Accommodations for Draft Registration Statements

On March 3, 2025, the staff of the Securities and Exchange Commission's (SEC) Division of Corporation Finance (the Division) announced that it enhanced certain existing accommodations under the Jumpstart Our Business Startups...more

3/10/2025  /  Capital Markets , Capital Raising , Disclosure Requirements , Filing Requirements , Initial Public Offering (IPO) , Publicly-Traded Companies , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation

Capital Markets Compass | Issue 6

In the May edition of Capital Markets Compass, we examine how innovative offering structures are providing access to capital despite significant market challenges. We analyze recent SEC comment letters focusing on climate and...more

5/25/2023  /  Capital Markets , Capital Raising , Climate Change , Corporate Governance , Disclosure Requirements , Environmental Social & Governance (ESG) , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Venture Capital

Capital Markets Compass | Issue 3

SEC’s Climate-Related Comment Letters – Avoiding Potential Pitfalls - In September 2021, the Securities and Exchange Commission (SEC) provided a sample comment letter that included nine potential climate-related comments...more

5/4/2022  /  Capital Markets , Capital Raising , Environmental Social & Governance (ESG) , Initial Public Offering (IPO) , Investment , Securities and Exchange Commission (SEC) , Securities Regulation , Special Purpose Acquisition Companies (SPACs)
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