Alexa Shockley

Alexa Shockley

Eversheds Sutherland (US) LLP

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Recent SEC enforcement raises questions for bank collective trust funds

The SEC, just a few days ago, announced an enforcement action against a trust company for failure to exercise substantial investment authority over their collective trust funds. According to the SEC, because of this failure,...more

10/7/2020  /  Banks , Enforcement Actions , Investment Companies , Securities and Exchange Commission (SEC) , Trust Funds , Unregistered Funds
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