Alexandra Levine

Alexandra Levine

WilmerHale

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FINRA Requests Comment on Proposed New Outside Business Activities Rule

FINRA is seeking comment on a proposed new rule, FINRA Rule 3290 (the “Proposed Rule”), which governs the outside business activities and private securities transactions of registered persons. The Proposed Rule would replace...more

4/3/2018  /  Comment Period , Financial Industry Regulatory Authority (FINRA) , Proposed Rules
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