Alexis O'Farrell

Alexis O'Farrell

Dechert LLP

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Latest Posts › Prudential Regulation Authority (PRA)

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FCA and PRA Rules On Whistleblowing

The UK Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) published new whistleblowing rules in October 2015 (click here for FCA policy and here for PRA) aiming to ‘encourage a culture in which...more

11/6/2015  /  Financial Conduct Authority (FCA) , Prudential Regulation Authority (PRA) , Senior Managers , Senior Managers Insurers Regime (SMIR) , UK , Whistleblowers
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