Alicia Maziarz

Epstein Becker & Green

+ Follow Contact

Latest Posts › Enforcement Actions

Share:

The Commodity Futures Trading Commission Cracks Down on Employer Non-Disclosure Provisions

The Commodity Futures Trading Commission (“CFTC”) has now joined the Securities and Exchange Commission (“SEC”) in taking a stand against broad non-disclosure provisions in employment agreements....more

6/26/2024 / CFTC , Employment Contract , Enforcement Actions , Financial Regulatory Reform , Non-Disclosure Agreement , Regulatory Violations , Securities and Exchange Commission (SEC) , Settlement

Employers Beware: SEC Targets Employment Agreements Under Whistleblower Protection Rules

Less than two weeks after it last penalized a private employer for alleged violations of whistleblower protection rules in its employee separation agreements, the Security and Exchange Commission (“SEC”) once again takes aim...more

9/20/2023 / Enforcement Actions , Fines , Hiring & Firing , Regulatory Violations , Rule 21F , Securities and Exchange Commission (SEC) , Securities Regulation , Separation Agreement , Whistleblower Protection Policies , Whistleblowers

SEC Levies a Six Figure Fine Against a Private Company for Language in Its Separation Agreements, Continuing the Aggressive...

The Security and Exchange Commission (“SEC”) continues to aggressively enforce its whistleblower program under the Biden Administration. As we have reported, the SEC has cracked down on employers’ agreements and procedures...more

9/14/2023 / Corporate Counsel , Employer Responsibilities , Enforcement Actions , Government Investigations , Securities and Exchange Commission (SEC) , Securities Violations , Separation Agreement , Whistleblowers

3 Results

View per page

Page: of 1