Amendments to swap data reporting rules are expected to be implemented by the Commodity Futures Trading Commission (CFTC) in December 2022. The Canadian Securities Administrators (CSA) have issued guidance to market...more
11/28/2022
/ Canada ,
Canadian Securities Administration ,
CFTC ,
Committee on Payments and Market Infrastructure (CPMI) ,
Derivatives ,
Financial Markets ,
IOSCO ,
Market Participants ,
Regulatory Reform ,
Regulatory Requirements ,
Reporting Requirements ,
Swaps
Proposed amendments are intended to reduce regulatory burden by aligning over-the-counter (OTC) derivatives data reporting requirements with international standards developed by the Committee on Payments and Market...more
7/5/2022
/ Canada ,
Canadian Securities Administration ,
CFTC ,
Committee on Payments and Market Infrastructure (CPMI) ,
Derivatives ,
Financial Instruments ,
Financial Markets ,
International Harmonization ,
IOSCO ,
Over The Counter Derivatives (OTC) ,
Proposed Amendments ,
Regulatory Agenda ,
Regulatory Burden ,
Regulatory Reform ,
Reporting Requirements
Canadian Securities Administrators (CSA) issue a request for comments on draft documents related to the proposed amalgamation of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers...more
6/7/2022
/ Canada ,
Canadian Securities Administration ,
Capital Markets ,
Comment Period ,
IIROC ,
Investor Protection ,
Mutual Funds ,
Regulatory Agenda ,
Regulatory Reform ,
Securities Regulation ,
Self-Regulatory Organizations
Final amendments to National Instrument 33-109 Registration Information (NI 33-109) and related instruments (the Final Amendments) clarify outside activity reporting requirements, among other things. The Ontario Securities...more