Ally Jordan

Ally Jordan

Katten Muchin Rosenman LLP

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Financial Markets and Funds Quick Take | Issue 12

FINRA Updates its Sweep on Social Media Influencers, Customer Acquisition and Related Information Protection - On February 28, the Financial Industry Regulatory Authority (FINRA) provided an update for its sweep on Social...more

3/20/2023  /  Broker-Dealer , Environmental Social & Governance (ESG) , Financial Industry Regulatory Authority (FINRA) , Investment Adviser , NLRB , Securities and Exchange Commission (SEC)
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