Amy Pandit

Jones Day

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SEC Adopts Amendments to Modernize Shareholder Proposal Rules

The Situation: In November 2019, the U.S. Securities and Exchange Commission ("SEC") proposed certain amendments to Rule 14a-8 of the Securities Exchange Act of 1934, the rule that permits a qualifying shareholder to include...more

10/7/2020 / Corporate Governance , Modernization , Proxy Season , Proxy Statements , Publicly-Traded Companies , Rule 14a-8 , Securities and Exchange Commission (SEC) , Shareholder Proposals

SEC Proposes Amendments to Modernize and Enhance Financial Disclosures

The Situation: In an effort to modernize, simplify, and enhance certain financial disclosure requirements in Regulation S-K, the U.S. Securities and Exchange Commission ("SEC") proposed certain amendments on January 30,...more

3/5/2020 / Comment Period , Disclosure Requirements , Foreign Private Issuers , MD&A Statements , Modernization , Proposed Amendments , Proposed Rules , Regulation S-K , Securities and Exchange Commission (SEC) , Smaller Reporting Companies

SEC Proposes to Modernize Certain Disclosures Under Regulation S-K

The Situation: In an effort to update the rules to improve disclosures for investors and to simplify compliance efforts for registrants, the U.S. Securities and Exchange Commission ("SEC") has proposed amendments to modernize...more

9/12/2019 / Disclosure Requirements , Foreign Private Issuers , Modernization , Proposed Amendments , Regulation S-K , Risk Factors , Securities and Exchange Commission (SEC) , Securities Exchange Act

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