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Dissent Rights and Shareholder Agreements – New Ruling Provides Guidance

Dissent rights, entrenched in most provincial corporate statutes, grant shareholders the power to contest significant corporate changes and compel the corporation to repurchase their shares at a fair market value. Central to...more

CSA Adopts “Access Equals Delivery Model” for Reporting Issuer Prospectuses

On January 11, 2024, the Canadian Securities Administrators (the “CSA”) published final amendments and changes to certain national instruments and companion policies (the “Amendments”). The Amendments provide for an optional...more

Understanding the CSA’s Proposed Shelf Prospectus Regime for Well-Known Seasoned Issuers

On September 21, 2023, the Canadian Securities Administrators (the “CSA”) published proposed amendments to National Instrument 44-102 Shelf Distributions (“NI 44-102”) as well as to certain other rules and policies in...more

New Filing Requirements for Canadian Federal Corporations

Effective January 22, 2024, all federally incorporated companies must file information on “individuals with significant control” (“ISC”) pursuant to new requirements under the Canada Business Corporation Act (the “CBCA”)....more

The Listed Issuer Financing Exemption

The Canadian Securities Administrators (“CSA”) recently made it easier and more cost-effective for issuers listed on a Canadian stock exchange to raise the greater of $5MM or 10% of the issuer’s market capitalization, up to a...more

Dealing with Your Obligations to Clients During the COVID-19 Pandemic

While securities regulators on both sides of the border have provided some relief to dealers and advisors, the Canadian Securities Administrators (“CSA”) and the Securities and Exchange Commission (“SEC”) have not extended...more

Temporary Exemptive Relief from Certain Securities Regulatory Filing Requirements during the COVID-19 Pandemic

To accommodate difficulties that reporting issuers and other issuers or persons may have in meeting filing requirements due to the COVID-19 pandemic, the regulators that make up the Canadian Securities Administrators have...more

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