On 2 September 2019, the European Securities and Markets Authority (“ESMA”) published its final Guidelines on liquidity stress testing in UCITS and AIFs (the “LST Guidelines”). Managers will be required to amend their...more
On January 10, 2019, the European Commission (the “Commission”) published a Report on the Operation of the Alternative Investment Fund Managers Directive (Directive 2011/61/EU or “AIFMD”). ...more
On 23 July 2015, the European Securities and Markets Authority (ESMA) launched a consultation on proposed guidelines on sound remuneration policies under the EU’s UCITS V Directive (the UCITS Remuneration Guidelines) and the...more
10/26/2015
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Capital Requirements ,
Disclosure ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Financial Institutions ,
Financial Markets ,
Investment Funds ,
Investment Management ,
Proposed Standards ,
Remuneration ,
UCITS
Changes to the UCITS Directive (known as “UCITS V”) were published in the Official Journal of the European Union and came into force on 17 September 2014. EU Member States are required to transpose UCITS V into national law...more
10/15/2015
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Banking Sector ,
Banks ,
Bernie Madoff ,
Compliance ,
Consumer Financial Products ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Financial Institutions ,
Financial Instruments ,
Financial Markets ,
Hedge Funds ,
Investment ,
Investment Adviser ,
Investment Management ,
Investors ,
Lehman Brothers ,
Member State ,
Regulatory Standards ,
Risk Management ,
UCITS