Andrew Zutz

Andrew Zutz

Dechert LLP

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SEC Proposes New Liquidity Management Rules for Mutual Funds and ETFs

Recently, the U.S. Securities and Exchange Commission unanimously approved proposals that would require open-end funds, including mutual funds and exchange-traded funds, to comply with new liquidity management rules. The...more

9/25/2015  /  Comment Period , Disclosure Requirements , ETFs , Exchange-Traded Products , Liquidity , Mutual Funds , Reporting Requirements , Risk Management , Securities and Exchange Commission (SEC) , Swing Pricing
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