Angenny Rosario

Angenny Rosario

Lowenstein Sandler LLP

Contact
View Bio
RSS

Latest Posts › FinCEN

Share:

SEC and FinCEN Propose Customer Identification Obligations for Investment Advisers

On May 13, the Securities and Exchange Commission (SEC) and the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) released a joint notice of a proposed rulemaking (NPRM) that would require...more

5/21/2024  /  AML/CFT , Bank Secrecy Act , Customer Identification Program (CIP) , FinCEN , Investment Adviser , NPRM , Securities and Exchange Commission (SEC)
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide