Anna L'Hommedieu

Anna L'Hommedieu

K&L Gates LLP

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The SEC Division of Examinations Announces 2023 Priorities, Including Key Areas for Registered Investment Advisers, Registered...

On 7 February 2023, the Division of Examinations (the Division) of the U.S. Securities and Exchange Commission (SEC) announced its examination priorities for the 2023 fiscal year (the Report). The Report, which identifies...more

2/17/2023  /  Asset Management , Broker-Dealer , Cryptoassets , Cryptocurrency , Enforcement Actions , Environmental Social & Governance (ESG) , Investment Adviser , Investment Companies , Securities and Exchange Commission (SEC)
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