The SEC’s Investor Advisory Committee will hold its next public meeting on December 13, 2018 at 9:00 am. The Committee’s agenda includes a discussion regarding disclosures on sustainability and environmental, social and...more
In a recent speech, SEC Commissioner Kara Stein commented on the importance of cybersecurity. The Commissioner noted that encouraging adoption of written policies and procedures, voluntary frameworks and non-binding guidance...more
10/3/2018
/ Corporate Governance ,
Cyber Attacks ,
Cybersecurity ,
Data Breach ,
Data Protection ,
Data Security ,
Hackers ,
Personally Identifiable Information ,
Publicly-Traded Companies ,
Risk Management ,
Securities and Exchange Commission (SEC)
Recently the Securities and Exchange Commission announced that it would convene a roundtable in order to gather information regarding whether the Commission’s rules on the proxy process should be refined. ...more
A paper titled, “The Impact of Exchange Listing on Corporate Governance Evidence from Direct Listing,” written by Dan French, Andrew Kern, Thibaut Morillon, and Adam Yore, considers the impact on corporate governance policies...more
The Securities and Exchange Commission’s Chief Accountant, Wesley Bricker, addressed attendees at a conference of the Institute of Management Accountants. ...more