On July 26, 2023, the majority of the Commissioners of the U.S. Securities and Exchange Commission (the “SEC”) voted to propose new rules under the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940 to...more
9/1/2023
/ Analytics ,
Artificial Intelligence ,
Broker-Dealer ,
Compliance ,
Conflicts of Interest ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Proposed Rules ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Technology