Anne Oberndorf

Anne Oberndorf

Eversheds Sutherland (US) LLP

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Updates on temporary exemptive relief: SEC provides continued relief for BDCs regarding in-person board meetings and co-investment

On January 5, 2021, the Securities and Exchange Commission (the SEC) issued a Public Statement updating the targeted regulatory relief that the SEC previously had granted in an effort to assist market participants, including...more

1/8/2021  /  Board Meetings , Business Development Companies , Coronavirus/COVID-19 , Exemptive Relief , Investment Company Act of 1940 , Investment Management , Securities and Exchange Commission (SEC)

The SEC feels the need for speed - SEC proposes amendments to exemptive application procedures

On October 18, 2019, the US Securities and Exchange Commission (the “SEC”) announced that it had voted to propose rule amendments intended to improve the efficiency of the exemptive application review procedures available...more

10/30/2019  /  Business Development Companies , Comment Period , Exemptive Relief , Expedited Actions Process , Filing Requirements , Investment Company Act of 1940 , Legal History , Proposed Amendments , Securities and Exchange Commission (SEC) , Standard of Review
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