The Securities and Exchange Commission (SEC) recently adopted substantial amendments to shareholder reports used by investment companies, including mutual funds and exchange-traded funds (ETFs) (collectively, funds)...more
11/18/2022
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Disclosure Requirements ,
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Financial Industry Regulatory Authority (FINRA) ,
Form N-1A ,
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Investment Company Act of 1940 ,
Proposed Amendments ,
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Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Shareholders