The last several years have seen law enforcement and regulatory bodies sharpen their focus on trading activity in the securities and derivatives markets. This focus has coincided with the advent of new and expanded reporting,...more
8/18/2016
/ Algorithmic Trading ,
BATS Exchange ,
Class Action ,
Criminal Prosecution ,
Dark Pool ,
Enforcement Actions ,
Financial Industry Regulatory Authority (FINRA) ,
First Derivative Traders ,
ISDA ,
ISDAfix ,
Market Manipulation ,
Nasdaq ,
Securities and Exchange Commission (SEC) ,
Securities Traders ,
Spoofing