Aron Mozes

Ballard Spahr LLP

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SEC Adopts Amendments Regarding Share Repurchase Disclosure Modernization

Summary - On May 3, 2022, the Securities and Exchange Commission (SEC) adopted final rules to modernize disclosure requirements relating to the repurchase by issuers of equity securities that are registered under the...more

5/16/2023  /  10b5-1 Plans , Disclosure Requirements , Form 10-K , Form 10-Q , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation , Stock Repurchases

SEC Adopts Amendments Regarding Rule 10b5-1 Trading Arrangements and Related Disclosures

Summary - The Securities and Exchange Commission on December 14, 2022, adopted final rules to amend Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (Exchange Act). The amendments apply a cooling-off...more

12/29/2022  /  10b5-1 Plans , Amended Rules , Cooling-Off Rule , Disclosure Requirements , Insider Trading , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation
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