Aron Mozes

Ballard Spahr LLP

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SEC Proposes Revisions to Shareholder Proposal Rules

Summary - The Securities and Exchange Commission (SEC) last month proposed revisions to Rule 14a-8 under the Securities Exchange Act of 1934, as amended (Exchange Act), which require companies subject to the federal proxy...more

8/10/2022  /  Proposed Amendments , Rule 14a-8 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Shareholder Proposals , Shareholders

The SEC’s New Staff Legal Bulletin: A Strengthening of the ESG Framework

Summary - The Division of Corporation Finance of the U.S. Securities and Exchange Commission (SEC) issued a new SEC Staff Legal Bulletin outlining its views on excluding shareholder proposals under Rule 14a-8(i)(5), the...more

11/15/2021  /  Corporate Governance , Environmental Social & Governance (ESG) , Proxy Season , Proxy Statements , Rule 14a-8 , Securities and Exchange Commission (SEC) , Shareholder Proposals
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