Recent amendments to Rule 35d-1 under the Investment Company Act of 1940 —commonly known as the “Names Rule” — broaden the scope of terms in fund names subject to the rule, impose enhanced disclosure and compliance...more
The staff of the SEC Division of Investment Management (Staff) released updated answers to frequently asked questions (FAQs or 2025 FAQs) about recent Amendments to the Names Rule on January 8, 2025. The FAQs address certain...more
1/14/2025
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