Azam Aziz

A&O Shearman

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Latest Posts › Anti-Manipulation Rule

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SEC Proposes New Large Position Reporting Requirements and Prohibitions on Fraud and Manipulation For Security-Based Swaps

On December 15, the Securities and Exchange Commission (SEC) proposed a series of potentially far-reaching changes to the regulation of the security-based swap (SBS) markets. Among other changes, the proposed rules would...more

1/3/2022 / Anti-Manipulation Rule , Chief Compliance Officers , Disclosure Requirements , Dodd-Frank , Proposed Rules , Securities and Exchange Commission (SEC) , Securities Fraud , Security-Based Swaps

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Azam Aziz

A&O Shearman

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Latest Posts › Anti-Manipulation Rule

SEC Proposes New Large Position Reporting Requirements and Prohibitions on Fraud and Manipulation For Security-Based Swaps

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