Barry Kaltenbach

Barry Kaltenbach

Miller Canfield

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SEC 2025 Examination Priorities for Registered Investment Advisers

On October 21, 2024, the Securities and Exchange Commission’s Division of Examinations released its 2025 examination priorities. The examination priorities are published annually by the Division to inform investors and...more

10/30/2024  /  Compliance , Fiduciary Duty , Information Reports , Investment Adviser , Private Funds , Registered Investment Advisors , SEC Examination Priorities , Securities and Exchange Commission (SEC)
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