Welcome to the latest edition of the Spectrum, covering hot-topic issues in the structured finance markets in the U.S. and UK. This edition features a close look at business development companies, an introduction to project...more
3/5/2025
/ Asset Management ,
Business Development Companies ,
Capital Investments ,
Capital Markets ,
Consumer Financial Products ,
Corporate Transparency Act ,
Financial Markets ,
Financial Services Industry ,
Insurance Industry ,
Investment ,
Investment Funds ,
Investment Management ,
Loans ,
Mortgage Lenders ,
Mortgages ,
Retail Investors ,
Securitization ,
Structured Finance
NFA Adds Virtual Currency and Micro Contract Questions to Annual Questionnaire On December 6, 2021, the National Futures Association (NFA) released Notice I-21-42 to notify NFA members that new questions had been added to the...more
12/24/2021
/ Business Development Companies ,
Capital Markets ,
Decentralized Finance (DeFi) ,
Enforcement Actions ,
Internet Memes ,
Investment Management ,
NFA ,
Recordkeeping Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Transactions ,
Virtual Currency