On March 29, 2023, a new exemption from SEC registration for brokers providing services in mergers and acquisitions (“M&A”) transactions officially went into effect. The exemption, outlined in Section 501 of the Consolidated...more
4/10/2023
/ Acquisitions ,
Broker-Dealer ,
Brokers ,
Buyers ,
Change in Ownership ,
Consolidated Appropriations Act (CAA) ,
EBITDA ,
Exemptions ,
Mergers ,
NASAA ,
No-Action Letters ,
Privately Held Corporations ,
Registration ,
Registration Requirement ,
Section 501 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Sellers