Brandon Bucio

Brandon Bucio

Katten Muchin Rosenman LLP

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SEC Adopts Amendments to 'Names Rule' Impacting Regulated Investment Funds

On September 20, the Securities and Exchange Commission (SEC), adopted amendments (Amendments) to Rule 35d-1 (Names Rule) under the Investment Company Act of 1940, as amended (Investment Company Act). The Names Rule generally...more

10/10/2023  /  Business Development Companies , Environmental Social & Governance (ESG) , Investment Adviser , Investment Companies , Investment Company Act of 1940 , Investment Funds , Investment Management , Securities and Exchange Commission (SEC)
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