On March 3, 2023, Assistant Attorney General Kenneth A. Polite announced significant revisions to the Department of Justice (“DOJ”) Criminal Division’s Evaluation of Corporate Compliance Programs (“ECCP”) specifically focused...more
3/9/2023
/ Bring Your Own Device (BYOD) ,
Compliance ,
Data Preservation ,
Department of Justice (DOJ) ,
Electronic Communications ,
Instant Messaging Apps ,
Mobile Apps ,
Regular Business Communications ,
Risk Assessment ,
Risk Management ,
WeChat ,
WhatsApp ,
Workplace Communication
Users of ephemeral messaging applications may intend that their messages be—as the word “ephemeral” suggests—short lived, but the real-world consequences and legal ramifications from improper use of such apps can be anything...more
10/7/2022
/ Books & Records ,
Broker-Dealer ,
CFTC ,
Compliance ,
Department of Justice (DOJ) ,
Electronic Communications ,
Enforcement ,
Federal Trade Commission (FTC) ,
Foreign Corrupt Practices Act (FCPA) ,
Instant Messaging Apps ,
Investment Adviser ,
Recordkeeping Requirements ,
Securities and Exchange Commission (SEC) ,
Snapchat ,
WhatsApp