Carissa Occhipinto

Carissa Occhipinto

Stinson LLP

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Key Takeaways from the SEC's 2025 Exam Priorities

On October 21, 2024, the Division of Examinations (Division) of the Securities and Exchange Commission (SEC) published its 2025 examination priorities (2025 priorities). The release of the 2025 priorities is intended to...more

11/20/2024  /  Broker-Dealer , Compliance , Cryptocurrency , Cybersecurity , Investment Adviser , Private Funds , Registered Investment Advisors , SEC Examination Priorities , Securities and Exchange Commission (SEC) , Securities Regulation
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