On 14 November 2019, the Central Bank of Ireland (the “Central Bank”) launched its Administrative Sanctions Guidance (the “Guidance”), accompanied by a key-note speech by Derville Rowland, the Director General of Financial...more
12/4/2019
/ Board of Directors ,
Central Bank of Ireland ,
Consultation Papers ,
Cooperation ,
Corporate Governance ,
Fund Management Companies ,
Investor Protection ,
New Guidance ,
Personal Liability ,
Regulatory Oversight ,
Sanctions ,
Self-Reporting ,
Senior Executive Accountability Regime (SEAR) ,
SMCR ,
Transparency
In September 2019, the Central Bank of Ireland (the Central Bank) published CP130, a consultation paper on the proposed regulatory framework (the Framework) for the treatment, correction and redress of errors in investment...more
11/14/2019
/ AIFs ,
Asset Management ,
Central Bank of Ireland ,
Corrective Actions ,
Fund Management Companies ,
Fund Managers ,
IMF ,
Investment Funds ,
Investors ,
IOSCO ,
Ireland ,
Money Market Funds ,
Notice Requirements ,
Public Consultations ,
Reporting Requirements ,
UCITS