Economic aid legislation will likely result in increased scrutiny of certain industries, similar to investigations that followed relief efforts in the 2008 financial crisis.
Key Points:
..The CARES Act creates multiple...more
MAS hopes to strengthen controls on market abuse with new client identification and record keeping requirements for FIs.
Key Points:
..In August 2019, the Monetary Authority of Singapore (MAS) proposed four new...more
8/9/2019
/ Beneficial Owner ,
Broker-Dealer ,
Capital Markets ,
Client Identification Rule ,
Electronic Identification ,
Financial Institutions ,
Market Abuse ,
Monetary Authority of Singapore ,
Penalty Enhancements ,
Recordkeeping Requirements ,
Singapore ,
Traders
Sponsors should maintain best practices in IPO engagements in light of increased enforcement action and regulatory scrutiny from the SFC.
Key Points:
..In March 2019, the Hong Kong securities regulator, the Securities...more
The Hong Kong Competition Tribunal has ruled for the first time on the extent of the Competition Commission’s discovery obligations in enforcement proceedings.
The Speed Read -
A recent Hong Kong Competition Tribunal...more