The updates include a consultation paper on a new phase of paper listing and a joint announcement on temporary modifications to requirements for specialist technology companies and de-SPAC transactions....more
The updates include a report from the Stock Exchange of Hong Kong Limited on review of issuers’ annual reports, a summary of private reprimands, and disciplinary actions....more
4/23/2024
/ Board of Directors ,
Conflicts of Interest ,
Corporate Governance ,
Corporate Issuers ,
Corporate Officers ,
Disciplinary Proceedings ,
Disclosure Requirements ,
Enforcement Actions ,
Financial Reporting ,
Hong Kong ,
Hong Kong Stock Exchange ,
Internal Controls ,
Listing Standards ,
Regulatory Oversight ,
Regulatory Requirements ,
Stock Exchange
As share buy-backs hit record levels, listed issuers should understand their options when pursuing share buy-backs and the related legal and regulatory implications.
Background -
Share buy-backs are a popular way for...more
The expansion would include Shenzhen Stock Exchange and potentially European stock exchanges, and would permit overseas issuers to raise capital in China through CDR listings.
On 17 December 2021, the China Securities...more
1/18/2022
/ Capital Markets ,
China ,
China Securities Regulatory Commission (CSRC) ,
Corporate Issuers ,
EU ,
Global Depositary Receipts (GDRs) ,
Listing Rules ,
London Stock Exchange ,
Popular ,
Proposed Regulation ,
Shanghai Stock Exchange ,
UK