Catrina Livermore

ArentFox Schiff

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SEC No Action Letter Guidance Streamlines Rule 506(c) Accredited Investor Verification

On March 12, the US Securities and Exchange Commission (SEC), via a No Action Letter, issued interpretive guidance clarifying what constitutes “reasonable steps” issuers can take to verify purchasers’ accredited investor...more

3/20/2025 / Accredited Investors , Capital Markets , Compliance , Investment , No-Action Letters , Private Equity , Private Equity Funds , Regulation D , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Approves Nasdaq Proposed Rules Modifying Minimum Bid Price Compliance Periods and Delisting Process

On January 17, the US Securities and Exchange Commission (SEC) approved Nasdaq’s proposed rule changes addressing companies that fail to meet the minimum bid price requirements of $1 per share and the subsequent delisting...more

2/26/2025 / Capital Markets , Compliance , Final Rules , Investors , Listing Rules , Nasdaq , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

Navigating the Complexities of Forced Labor Laws: ArentFox Schiff’s 2025 Guide for Global Businesses

Navigating the Complexities of Forced Labor Laws - Last year, ArentFox Schiff’s (AFS) Forced Labor Enforcement Task Force published its first annual report to help multinational companies navigate the complexities of forced...more

2/7/2025 / Compliance , Corporate Governance , Department of Justice (DOJ) , Department of Labor (DOL) , Employment Policies , Enforcement Actions , Forced Labor , International Labor Laws , Risk Management , Supply Chain

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