Chad Silverman

Skadden, Arps, Slate, Meagher & Flom LLP

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Latest Posts › Fraud

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SEC Adopts Rules To Prohibit Fraud Related to Security-Based Swaps and Exertion of Undue Influence Over SBS Swap Dealer CCOs

On June 7, 2023, the Securities and Exchange Commission (SEC) adopted two new rules to address misconduct in the security-based swaps market. The first rule prohibits fraud, manipulation and deception in connection with...more

6/14/2023 / Anti-Manipulation Rule , Employee Misconduct , Fraud , Misleading Statements , Negligence , New Rules , Securities and Exchange Commission (SEC) , Security-Based Swaps , Undue Influence Claims

"CFTC’s Enforcement Division Issues New Advisories on Cooperation"

On January 19, 2017, the U.S. Commodity Futures Trading Commission’s Division of Enforcement issued two new enforcement advisories outlining the factors the division will consider in evaluating cooperation in the agency’s...more

2/7/2017 / Advisory Opinions , CFTC , Cooperation , Corporate Misconduct , Department of Justice (DOJ) , Enforcement Actions , Fraud , Individual Accountability , Remediation , Yates Memorandum

"CFTC Aims to Lower the Bar on Proving Manipulation in Pending Cases"

In two separate Commodity Futures Trading Commission (CFTC) enforcement actions before district courts in New York and Chicago, the CFTC has asked each court to adopt holdings that would significantly enhance the CFTC’s...more

1/23/2016 / CFTC , Commodity Exchange Act (CEA) , Enforcement Actions , Federal Pleading Requirements , Fraud , Kraft , Price Manipulation , Rule 10b-5

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