A federal grand jury in Chicago recently indicted high-frequency trader Michael J. Coscia for “spoofing,” making it the first criminal case ever brought under the Dodd-Frank Act’s rules against disruptive trading practices....more
10/6/2014
/ CFTC ,
Consent Order ,
Criminal Prosecution ,
Disruptive Trading Practices ,
Dodd-Frank ,
Enforcement Actions ,
High Frequency Trading ,
Indictments ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Spoofing