Latest Posts › Investors

Share:

SFC and HKMA’s joint circular on streamlined approach for dealing with sophisticated professional investors (SPIs)

Wealth managers and advisers, and distributors in relation to non-retail investment products, for example interests in private equity funds or hedge funds, sustainability linked bonds and other private capital related...more

Regulatory Roadmap for a Brave and Ambitious Year of the Tiger

We anticipate a number of important regulatory developments in Hong Kong in the course of the year. ...more

Sale and Distribution of Debt Instruments with Loss-absorption Features

On 30 October 2018, the Hong Kong Monetary Authority (MA) issued guidance on enhanced investor protection measures on the sale and distribution of debt instruments with loss-absorption features and related products...more

Consultation conclusions on the proposed guidelines on online distribution and advisory platforms and further consultation on...

Background - The Securities and Futures Commission (“SFC”) has recently published the much anticipated conclusions (“Consultation Conclusions”) to the Consultation Paper on the Proposed Guidelines on Online Distribution...more

5 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide