Chasmin Brooks

Chasmin Brooks

Latham & Watkins LLP

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Private Equity Fund Managers: Annual Compliance Reminders and New Developments

Summary of private equity firms’ compliance obligations, discussion of notable developments in 2017, and outlook for 2018. US federal laws and regulations, as well as the rules of self-regulatory organizations (SROs),...more

3/27/2018  /  Chief Compliance Officers , Corporate Governance , Cybersecurity , Disclosure Requirements , Fund Managers , Private Equity Funds , Regulatory Standards , Reporting Requirements , Securities and Exchange Commission (SEC)
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