Chelsey Dawson Klein

Chelsey Dawson Klein

McGuireWoods LLP

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SEC Focus on Private Fund Advisers Continues With the Publication of EXAMS Risk Alert

On January 27, 2022, the Division of Examinations (“EXAMS”) of the U.S. Securities and Exchange Commission (“SEC”) published a Risk Alert with its Observations from Examinations of Private Fund Advisers. This Risk Alert is...more

2/1/2022  /  Due Diligence , Private Funds , Risk Alert , Securities and Exchange Commission (SEC)
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