Chris DiAngelo

Katten Muchin Rosenman LLP

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Latest Posts › Financial Services Industry

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Supreme Court Finds CFPB Funding Constitutional

In a 7-2 decision that was widely expected after oral argument, the US Supreme Court issued its decision in Consumer Financial Protection Bureau v. Community Financial Services Association of America, Ltd. on May 16, holding...more

5/17/2024 / Constitutional Challenges , Consumer Financial Protection Bureau (CFPB) , Dodd-Frank , Financial Services Industry , SCOTUS , Seila Law LLC v Consumer Financial Protection Bureau

Third Circuit Says Statutory Trusts are ‘Covered Persons' Under Consumer Financial Protection Act

In a ruling long anticipated in the securitization industry, the US Court of Appeals for the Third Circuit on March 19 issued its opinion in Consumer Financial Protection Bureau v. National Collegiate Master Student Loan...more

3/25/2024 / Consumer Financial Products , Consumer Financial Protection Act (CFPA) , Consumer Financial Protection Bureau (CFPB) , Consumer Lenders , Debt Collection , Financial Services Industry , Student Loans , Trust Administration , Trusts

SEC Delays Enforcement of Rule 15c2-11 Compliance

In 2021, the Securities and Exchange Commission (SEC) took the industry off-guard by announcing its new position that Rule 15c2-11 of the Securities Exchange Act of 1934 (Rule) and its amendments apply to fixed-income...more

2/1/2023 / Enforcement Actions , Financial Services Industry , Investors , Retail Investors , Securities , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934

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