On November 19, 2020, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) released a risk alert (the Risk Alert) identifying common compliance issues related to Rule 206(4)-7 (the...more
12/7/2020
/ Anti-Corruption ,
Compliance ,
Department of Justice (DOJ) ,
Fund Managers ,
Investment Adviser ,
OCIE ,
Office of Foreign Assets Control (OFAC) ,
Registered Investment Advisors ,
Risk Alert ,
Securities and Exchange Commission (SEC) ,
U.S. Treasury
Could your upcoming commercial real estate transaction or investment raise national security concerns?
Under recently developed federal law, the Committee on Foreign Investment in the United States (CFIUS), a...more
7/14/2020
/ CFIUS ,
Commercial Real Estate Market ,
Department of Defense (DOD) ,
FBI ,
Foreign Investment ,
Information Sharing ,
Investors ,
National Security ,
National Security Agency (NSA) ,
Partnerships ,
Penalties ,
U.S. Treasury
On May 14, 2020, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC), the Department of State, and the U.S. Coast Guard issued a Sanctions Advisory for the Maritime Industry, Energy and Metals...more